Capital markets operations demo

Focus middle- and back-office teams on the exceptions that matter.

Explore how AI-assisted reconciliation, exception triage, and post-trade workflows can work with your current systems and keep operations teams in control.

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The operating problem

Half our middle office is rekeying data, and we still discover breaks after the fact.

Capital Markets capabilities

What the demo explores.

Trade lifecycle automation

Support allocation, confirmation, matching, settlement, and lifecycle event handling with configurable workflows.

Exception triage and resolution

Group and prioritize breaks across reconciliation, settlement, and corporate actions, then present proposed next steps for review.

Reconciliation and break detection

Combine existing rules with pattern detection to help investigators focus on unusual activity sooner.

Decision history

Capture actions, approvals, and overrides so internal reviewers can follow how an exception was handled.

Connect trade and reference data

OMS, EMS, custody, prime broker, accounting, and reference data feed a shared workflow layer.

Detect and classify

AI proposes matches and classifications, while operations teams review the exceptions that need attention.

Resolve with workflow

Workflow tools route proposed actions and capture the team member's resolution and approvals.

Keep the record

Store the source data, action, decision, approval, and override history with each item.

Manual effort

Measure time spent rekeying data and investigating breaks across the trade lifecycle.

Exception timing

Track when material breaks are identified and how long they remain open.

End-of-day workload

Compare queue volume, investigation time, and unresolved items with the current process.

Decision history

Review the actions, overrides, source data, and resolutions captured for each item.

Use cases to evaluate

Three workflows to put in front of your team.

Each use case starts with an operating problem, shows a candidate workflow, and identifies the outputs and measures your team can review in a pilot.

UC1

Post-trade matching and confirmation

"Our matching engine still produces a long queue of breaks that humans push through end of day."

Firms with a high volume of cross-asset trades and frequent breaks that hit operations before T+0 close.

What this demo shows

The demo compares trade economics, groups likely break causes, and proposes a counterparty or operations action for review.

What a pilot includes

Connect trade feeds, confirmation sources, and reference data, configure matching and break classification, and pilot with one asset class or counterparty group.

Example prompt or trigger

Match today's trades, classify the breaks, identify root cause, and propose the action for each.

Example outputs

Matched tradesBreak classificationRoot cause analysisProposed actionOperations dashboard

UC2

Reconciliation and break investigation

"Recon runs on Day +1, breaks pile up, and we resolve last week's problems this week."

Operations teams where break volume is masking the breaks that actually matter.

What this demo shows

The demo compares positions, cash, and economics across connected systems, highlights unusual variances, and gives investigators the underlying context.

What a pilot includes

Connect source systems, configure recon scope and tolerances, build the explanation flow, and pilot with one product or fund family.

Example prompt or trigger

Compare today's prime-broker positions, rank candidate breaks using our tolerances, and show the source data for operations review.

Example outputs

Position reconciliationExplained breaksInvestigation queueResolution trackingDaily ops summary

UC3

Corporate actions and lifecycle events

"Corporate actions involve manual scrub, manual confirmation, and high notification risk."

Firms where corporate action handling is concentrated on a small team with high notification risk.

What this demo shows

The demo structures corporate action notices, presents the relevant election rules, and prepares downstream alerts and confirmations for operations review.

What a pilot includes

Connect notification sources, encode election rules, integrate with downstream systems, and pilot with one asset class.

Example prompt or trigger

Process this week's corporate actions, show how our election rules apply, and prepare each proposed election and notification for review.

Example outputs

Structured eventProposed electionDownstream notificationsAudit logOperations dashboard

Pilot path

A five-step path to a useful pilot.

Start with one workflow, agree on the baseline, connect the approved data, test with users, and let the results guide the operating plan.

Plan a pilot

Select

Pick the workflow

Choose matching, reconciliation, or corporate actions for the pilot.

Connect

Connect data

Map trade, position, and reference data with the tolerances your team uses.

Configure

Build detection

Configure matching, reconciliation, and break-classification logic.

Evaluate

Pilot with operations

Run on a controlled cycle, compare results, and tune with operator feedback.

Prepare

Plan operations

Define metrics, alerts, approvals, support, and record retention.

Who this is for

Operations, post-trade, treasury, and reconciliation teams at asset managers, broker-dealers, custodians, and exchanges where manual work and exception load drive cost and risk.

Capital Markets demo

Part of the Tactical Edge capital markets demo library. See related demos for the rest of the customer journey.

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What to measure

Agree on a baseline before the pilot, then compare the output, review effort, exceptions, quality, and operating cost with your current process.